Securities Law

Advice & Counseling: We advise clients on compliance with the Securities Laws (the ’33 and ’34 Acts).  In addition, through, Rule144letter.com, our principal, Shirish Gupta, provides opinion letters to clients looking to sell restricted stock. 

Securities Litigation: We represent clients in securities litigation matters.  Our attorneys have represented Oracle Corporation and its officers and directors and Kleiner Perkins’ partners in securities litigation matters in California and the Southern District of New York.  In addition, our attorneys have defended derivative actions in California and before the Delaware Court of Chancery. 

Shadow Counsel: We serve as advice counsel for individual officers and directors who are represented jointly with other defendants or the issuer.  Unlike joint counsel, our sole focus is securing the release of our client and we pursue our clients’ interests zealously.